What our clients say about working with us.
Financial advice provider.
I can’t speak highly enough of Jeanette and the team at TCC! When the regulatory regime changed for financial advice providers, TCC helped us to create a suite of policies, procedures and systems that matched our business’s operational needs and overall ethos with a view to obtaining (and operating within) a market service licence. TCC worked with us to seamlessly complete this mammoth job with minimal disruption to the day to day operations for our board of directors and advisers. We were impressed with the quality of the finished product (simple language presented clearly) and the innovative tools/spreadsheets that TCC created to help us measure progress and compliance levels going forward. It’s a rarity to find the perfect combination of professionalism, affordability, and co-operation but TCC were just that. We would definitely recommend them.
Licensed derivatives issuer.
We have had the pleasure of working with Jeanette and team at The Compliance Company for several years now and can categorically state that they are the best in the industry. Their attention to detail and understanding of all the latest regulations has been key to implementing a practical and effective compliance framework bespoke to our business. Jeanette is always available to answer questions and provide valuable, strategic insights that help us stay ahead of the game. She and the team are deserving of the highest of our endorsements.
Licensed manager of managed investment schemes.
I heard about The Compliance Company before we began working with them. I knew they were good. I just didn’t realise how good they were until we started working with. With The Compliance Company you are getting a true expert in their field.
Reporting entity.
The Compliance Company’s passion is infectious. You can’t help but get excited about compliance when you work with them.
Reporting entity
The Compliance Company worked with us to develop our understanding of our regulatory obligations. They took us to from having no understanding through to having an advanced understanding of not only our obligations, but also how to practically satisfy them in the context of our business. Their trainings were interesting, relatable, and engaging. I can’t speak highly enough of The Compliance Company and their training sessions.